cancel
Showing results for 
Show  only  | Search instead for 
Did you mean: 
cancel
Showing results for 
Show  only  | Search instead for 
Did you mean: 
d46j48fx
Contributor I

SEC and the monitoring of messaging and social media platforms for compliance

Hi everyone,

 

With recent events surrounding the SEC, financial services entities and the unethical/illegal use of messaging/social media platforms, I'd love to hear what technical solutions this community is using to monitor and archive messaging and social media platform conversations in an attempt to do their due diligence with regards to compliance in this area.  What has worked for you?  What hasn't and why?  For instance, is a possible return to corporate issued (and therefore centrally-managed) devices really an answer?  I look forward to hearing from you!

1 Reply
DHerrmann
Contributor II

Tools can be purchased that help with SEC compliance in this area.   My employer sells one of them, but I can't ethically name it here.